Stats Tradeable patterns VIX curve slope

Holding front month VIX cost 48.77% a year since 2011

Study and sampleWhat the slope was tested againstResult
Simon and Campasano, Jan 2006 to Dec 2011Subsequent change in the VIX indexNo significant forecast power in any specification
Simon and Campasano, same sampleSubsequent change in the VIX future's own priceCoefficient -0.79, highly significant, R squared about 0.10. The future gives back about 79% of its gap to the VIX over the following month
Simon and Campasano, trades Jan 2007 to Dec 2011A daily roll rule, enter beyond 0.10 points, exit at 0.05 or 9 business daysSortino 1.26 on the short side and 1.03 on the long, profitable after costs
Fassas and Hourvouliades, Jan 2010 to Dec 2017Subsequent S&P 500 returns, curve invertedInversion predicted positive equity returns, significant at one day, one week and one quarter. Adjusted R squared 0.009 to 0.035

Sources: Simon and Campasano, Journal of Derivatives, Spring 2014; Fassas and Hourvouliades, Journal of Risk and Financial Management, 2019; Feldman, Jung and Lin, Journal of Wealth Management, Fall 2018.

The VIX curve slopes upward most of the time, so a fund holding the front future pays to roll it. Since 2011 the front cost 48.77 per cent a year against 18.03 for five months out. The slope predicts the futures, not the index.

-48.77%VIXY since Jan 2011
-18.03%VIXM since Jan 2011
76.50%Days with a roll cost
79%Futures gap given back

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